Legal & Disclosure

Alex Bond Capital (“ABC”) operates as an independent corporate finance and strategic advisory firm. ABC provides advisory, analytical, and transactional support services and does not provide investment advice, asset management, brokerage, or custody services unless expressly agreed in writing and subject to applicable regulatory requirements.

All engagements undertaken by ABC are conducted in accordance with applicable laws, contractual obligations, and confidentiality standards. Where required, access to non-public information and participation in transaction processes are subject to the execution of confidentiality or non-disclosure agreements on terms satisfactory to ABC and its clients.

Alex Bond Capital (“ABC”) operates as an independent corporate finance and strategic advisory firm. ABC provides advisory, analytical, and transactional support services and does not provide investment advice, asset management, brokerage, or custody services unless expressly agreed in writing and subject to applicable regulatory requirements.

All engagements undertaken by ABC are conducted in accordance with applicable laws, contractual obligations, and confidentiality standards. Where required, access to non-public information and participation in transaction processes are subject to the execution of confidentiality or non-disclosure agreements on terms satisfactory to ABC and its clients.

Information contained on this website or in transaction-related materials has been prepared in good faith using information provided by clients or obtained from sources believed to be reliable. However, such information has not necessarily been independently verified.

Neither ABC nor any of its directors, officers, employees, advisors, or representatives makes any express or implied representation or warranty as to the accuracy, completeness, fairness, or reasonableness of such information. No responsibility or liability is accepted for any loss or damage arising from reliance on this information, whether arising from negligence or otherwise, to the fullest extent permitted by applicable law.

Recipients are solely responsible for conducting their own independent investigation, analysis, and evaluation of any transaction or information provided.

Certain statements may constitute forward-looking statements, including financial projections, forecasts, or assumptions. These statements are inherently subject to risks, uncertainties, and assumptions, many of which are beyond the control of ABC or its clients.

Actual results may differ materially from those expressed or implied. No assurance is given that any forward-looking statements, projections, or expectations will be achieved.

Alex Bond Capital is committed to conducting its advisory activities with the highest standards of integrity, independence, and professionalism. This Conflicts of Interest Policy sets out the principles and practices by which ABC identifies, avoids, and manages actual or potential conflicts of interest in connection with its corporate finance and strategic advisory engagements.

This policy applies to all partners, employees, consultants, and representatives of ABC.

1. Single-Party Representation

ABC adopts a strict single-party representation model.

For any particular transaction, mandate, or engagement, ABC acts exclusively for one client only and does not advise, represent, or act on behalf of any counterparty to the same transaction, whether directly or indirectly.

ABC does not undertake “dual-mandate,” “two-sided,” or conflicted advisory roles in respect of the same transaction or process.

2. Prohibition on Acting for Both Sides

To preserve independence and avoid conflicts:

• ABC will not accept an engagement where it would be required to advise or represent both the buyer and the seller, or otherwise act for opposing parties in the same transaction.

• ABC will not provide advisory services to any counterparty to an existing client engagement where such services could reasonably be expected to create a conflict of interest.

• ABC will decline or terminate an engagement if a conflict arises that cannot be appropriately avoided or mitigated while maintaining exclusive representation.

3. Independence and Objectivity

ABC’s advisory services are provided on the basis of independent judgment and in the best interests of the client it represents in a given transaction. Our recommendations, analyses, and strategic advice are not influenced by relationships with counterparties, third parties, or other commercial considerations.

ABC does not structure its engagements in a manner that would compromise objectivity or create divided loyalties.

4. Engagement Acceptance and Ongoing Review

Prior to accepting any mandate, ABC undertakes an internal assessment to identify potential conflicts of interest, including:

• existing client relationships,

• current or prior engagements,

• personal or financial interests of ABC personnel that may be relevant.

5. Disclosure and Transparency

Where relevant and appropriate, ABC will disclose to its client any actual or potential conflict of interest that may arise in connection with an engagement, together with the steps taken to avoid or manage such conflict.